Is the non-triviality of the algebraic dual of an infinite-dimensional vector space equivalent to the axiom of choice?

This is a very partial answer (really in response to Thierry's question) which indicates that it is not provable in ZF that $V^\ast \neq \{0\}$ for every vector space $V$. This answer piggybacks on an answer Andreas Blass gave here, which gives a model of ZF in which the automorphism group of a vector space over $\mathbb{F}_2$ can be the cyclic group of order 3, which is really quite exotic.

So, I will prove that if every vector space $V$ over $\mathbb{F}_2$ (of dimension greater than 1) has a nontrivial dual, then $V$ has a nontrivial involution, which would run counter to Andreas's model. Indeed, suppose there exists a surjective linear map $f: V \to \mathbb{F}_2$. There exists an element $x \in V$ such that $f(x) = 1$. There also exists a surjective map $V/\langle x \rangle \to \mathbb{F}_2$, hence a surjective map $g: V \to \mathbb{F}_2$ such that $g(x) = 0$, and thus there exists an element $y \in \ker(f)$ such that $g(y) = 1$. It follows that we have a surjective linear map

$$\langle f, g \rangle: V \to \mathbb{F}_2 \times \mathbb{F}_2$$

say with kernel $W$. This epimorphism splits, so we have an identification

$$V \cong W \oplus \mathbb{F}_{2}^{2}$$

and clearly now we can exhibit a non-identity involution on the right side which acts as the identity on $W$ and permutes two basis elements of the 2-dimensional summand.


To add the proof for my claim in Todd's answer, which essentially repeats Läuchli's original [1] arguments with minor modifications (and the addition that the resulted model satisfies $DC_\kappa$).

We will show that it is consistent to have a model in which $DC_\kappa$ holds, and there is a vector space over $\mathbb F_2$ which has no linear functionals.


Assume that $M$ is a model of $ZFA+AC$ and that $A$, the set of atoms has $\lambda>\kappa$ many atoms, where $\lambda$ is a regular cardinal. Endow $A$ with a structure of a vector space over $\mathbb F=\mathbb F_2$. Now consider the permutation model $\frak M$ defined by the group of linear permutations of $A$, and by ideal of supports generated by subsets of dimension $\le\kappa$.

Denote by $\operatorname{fix}(X)$ the permutations which fix every element of $X$, by $\operatorname{sym}(X)$ the permutations that fix $X$ as a set, and by $[E]$ the span of $E$ as a subset of $A$. We say that $E\subseteq A$ is a support of $X$ if $\pi\in\operatorname{fix}(E)\Rightarrow\pi\in\operatorname{sym}(X)$.

Final word of terminology, since $A$ will play both the role of set of atoms as well the vector space, given $U\subseteq A$ the complement will always denote a set complement, whereas the direct complement will be used to refer to a linear subspace which acts as a direct summand with $U$ in a decomposition of $A$.

Claim 1: If $E$ is a subset of $A$ then $\operatorname{fix}(E)$ is the same as $\operatorname{fix}([E])$.

Proof: This is obvious since all the permutations considered are linear. $\square$

From this we can identify $E$ with its span, and since (in $M$) the $[E]$ has the same cardinality of $E$ we can conclude that without loss of generality supports are subspaces.

Claim 2: $\frak M$$\models DC_\kappa$.

Proof: Let $X$ be some nonempty set, and $\lt$ a binary relation on $X$, both in $\frak M$. In $M$ we can find a function $f\colon\kappa\to X$ which witness $DC_\kappa$ in $V$.

Since $\frak M$ is transitive, we have that $\alpha,f(\alpha)\in\frak M$ and thus $\langle\alpha,f(\alpha)\rangle\in\frak M$. Let $E_\alpha$ be a support for $\lbrace\langle\alpha,f(\alpha)\rangle\rbrace$ then $\bigcup_{\alpha<\kappa} E_\alpha$ is a set of cardinality $<\kappa^+$ and thus in our ideal of suports. It is simple to verify that this is a support of $f$, therefore $f\in\frak M$ as wanted. $\square$

Claim 3: If $x,y\in A$ are nonzero (with respect to the vector space) then in $M$ there is a linear permutation $\pi$ such that $\pi x=y$ and $\pi y=x$.

Proof: Since $x\neq y$ we have that they are linearly independent over $\mathbb F$. Since we have choice in $M$ we can extend this to a basis of $A$, and take a permutation of this basis which only switches $x$ and $y$. This permutation extends uniquely to our $\pi$.

Claim 4: If $U\subseteq A$ and $U\in\frak M$ then either $U$ is a subset of a linear subspace of dimension at most $\kappa$, or a subset of the complement of such space.

Proof: Let $E$ be a support of $U$, then every linear automorphism of $A$ which fixes $E$ preserves $U$. If $U\subseteq [E]$ then we are done, otherwise let $u\in U\setminus [E]$ and $v\in A\setminus [E]$, we can define (in $M$ where choice exists) a linear permutation $\pi$ which fixes $E$ and switches $u$ with $v$. By that we have that $\pi(U)=U$ therefore $v\in U$, and so $U=A\setminus[E]$ as wanted. $\square$

Claim 5: If $U\subseteq A$ is a linear proper subspace and $U\in\frak M$ then its dimension is at most $\kappa$.

Proof: Suppose that $U$ is a subspace of $A$ and every linearly independent subset of $U$ of cardinality $\le\kappa$ does not span $U$, we will show $A=U$. By the previous claim we have that $U$ is the complement of some "small" $[E]$.

Now let $v\in A$ and $u\in U$ both nonzero vectors. If $u+v\in U$ then $v\in U$. If $u+v\in [E]$ then $v\in U$ since otherwise $u=u+v+v\in[E]$. Therefore $v\in U$ and so $A\subseteq U$, and thus $A=U$ as wanted.$\square$

Claim 6: If $\varphi\colon A\to\mathbb F$ a linear functional then $\varphi = 0$.

Proof: Suppose not, for some $u\in A$ we have $\varphi(u)=1$, then $\varphi$ has a kernel which is of co-dimension $1$, that is a proper linear subspace and $A=\ker\varphi\oplus\lbrace 0,u\rbrace$. However by the previous claim we have that $\ker\varphi$ has dimension $\kappa$ at most, and without the axiom of choice $\kappa+1=\kappa$, thus deriving contradiction to the fact that $A$ is not spanned by $\kappa$ many vectors.


Aftermath: There was indeed some trouble in my original proof, after some extensive work in the past two days I came to a very similar idea. However with the very generous help of Theo Buehler which helped me find the original paper and translate parts, I studied Läuchli's original proof and concluded his arguments are sleek and nicer than mine.

While this cannot be transferred to $ZF$ using the Jech-Sochor embedding theorem (since $DC_\kappa$ is not a bounded statement), I am not sure that Pincus' transfer theorem won't work, or how difficult a straightforward forcing argument would be.

Lastly, the original Läuchli model is where $\lambda=\aleph_0$ and he goes on to prove that there are no non-scalar endomorphisms. In the case where we use $\mathbb F=\mathbb F_2$ and $\lambda=\aleph_0$ we have that this vector space is indeed amorphous which in turn implies that very little choice is in such universe.

Bibliography:

  1. Läuchli, H. Auswahlaxiom in der Algebra. Commentarii Mathematici Helvetici, vol 37, pp. 1-19.

Some restricted forms of (D) are weaker than the Axiom of Choice. Fix a field $F$ and consider the stronger statement:

For every $F$-vector space $V$ and every nonzero $v_0 \in V$ there is a $F$-linear functional $f:V\to F$ such that $f(v_0) = 1$.

When $F$ is a finite field, this is a consequence of the Ultrafilter Theorem or, equivalently, the Compactness Theorem for propositional logic.

To see this, consider the following propositional theory with one propositional variable $P(v,x)$ for each pair $v \in V$ and $x \in F$. The idea of the theory is that $P(v,x)$ should be true if and only if $f(v) = x$. The axioms for the theory are:

  1. $\lnot(P(v,x) \land P(v,y))$ for all $v \in V$ and distinct $x, y \in F$
  2. $\bigvee_{x \in F} P(v,x)$ all $v \in V$
  3. $P(v,x) \land P(w,y) \rightarrow P(v + w, x + y)$ for all $v, w \in V$ and $x, y \in F$
  4. $P(v,x) \rightarrow P(yv,yx)$ for all $v \in V$ and $x, y \in F$
  5. $P(v_0,1)$

Axiom schemes 1 & 2 ensure that the $P(v,x)$ describe the graph of a function $f:V \to F$. Axiom schemes 3 & 4 ensure that the function $f$ thus described is $F$-linear. Finally, the last axiom 5 ensures that $f(v_0) = 1$. It is clear that every finite subset of the axioms is satisfiable, therefore, by the Compactness Theorem, the whole theory is satisfiable.