Is the harmonic oscillator potential unique in having equally spaced discrete energy levels?

I believe my answer here to the question "How does one determine ladder operators systematically?" gives at least a partial answer to your question. It is a partial answer because I assume a little more than your bare question, but then, as we see by looking carefully at yuggib's answer observes you can obviously write down a hamiltonian with equally spaced eigenvalues and then characterise the whole family of such hamiltonians. It becomes clear that you need to talk about more than simply the Hamiltonian to answer your question: we need to define other observables and how they behave to define something akin to a "potential".

Let's look at yuggib's answer. You can obviously write down a hamiltonian with equally spaced eigenvalues. Then, as you counter, in your comment:

"Does this really qualify as a proof? Sure you can make operators with any set of discrete eigenvalues, but how do you know that they are not all just equivalent to each other and the harmonic potential? Also, I should say that I really mean a potential, because obviously you can write a Hamiltonian as a matrix and give it equally spaced eigenvalues, but how could you know what potential gave rise to it?"

For this question, I choose energy eigenstates bounded from below. Otherwise, you could get arbitrarily negative energy states and there would be no quantum ground state. This may or may not be more than what you want to assume, but I think it is physically reasonable. As I said, I'm giving a partial answer. So now our index set $I$ becomes in fact the set of semi positive integers $\mathbb{N}$. So, in the notation of yuggib's answer, choose an orthonormal basis $\left\{Y_j\right\}_{j=0}^\infty$ for our assumed separable (this is yet another assumption we must bring to bear) Hilbert space of quantum states with $P_j Y_k = \delta_{j\,k} Y_k$, where $\delta$ is clearly the Kronecker delta and $P_j$ are the projection operators onto the basis vectors. Then, the most general Hamiltonian with equispaced eigenvalues is as written in yuggib's answer with:

$$\lambda_i = E_0 + \sigma(i) \Delta$$

where $E_0$ is the ground state energy, $\Delta$ the energy spacing and $\sigma:\mathbb{N}\to\mathbb{N}$ a bijection between $\mathbb{N}$ and itself. So there are an infinite number of Hamiltonians with equispaced energy levels. All members of each family of such Hamiltonians defined by the family's ground state energy $E_0$ and spacing $\Delta$ are unitarily equivelent to one another: two members $\hat{H}_1,\,\hat{H}_2$ are equivalent by $\hat{H}_1 = U\,\hat{H}_2\,U^\dagger$ with $U$ some unitary operator.

So now, how to work this into something like a "potential"? My solution is then to abstractly define position and momentum observables $\hat{X},\,\hat{P}$ and we make our final three assumptions:

  1. They fulfill the canonical commutation relationship $\hat{X}\,\hat{P} - \hat{P}\,\hat{X}=i\,\hbar\,\mathrm{id}$;

  2. Measurements by these observables vary sinusoidally with time;

  3. Our observables are Hermitian operators.

So now we Writing a general quantum state as:

$$\psi = \sum\limits_{j\in\mathbb{N}} \psi_j e^{-i\,\left(j\,\omega_0+\frac{E_0}{\hbar}\right)\,t}$$

so that the mean of a general observable $\hat{A}$ is:

$$\left<\left.\psi\right|\right.\hat{A}\left.\left|\psi\right.\right> = \sum\limits_{j=0}^\infty a_{j,j}|\psi_j|^2 + 2\,{\rm Re}\left(\sum\limits_{j=0}^\infty\sum\limits_{k=j+1}^\infty a_{j,k} \psi_j \psi_k^* \exp(i\,\omega_0\,(k-j)\,t)\,\right)$$

we can readily see that observables with sinusoidally varying measurement means must have two symmetrically placed, complex conjugate off-leading-diagonal diagonal stripes. Moreover the displacement from the leading diagonal must be the same for both $\hat{X},\,\hat{P}$ if they are to fulfill the CCR. The simplest case is when the two stripes are immediately above and below the leading diagonal. In this case, the means of the observables will vary like $\cos(\omega_0\, t + \phi_0)+const.$: if the two stripes are displaced $N$ steps either side of the leading diagonal, then we have variation varies like $\cos(N\,\omega_0\, t + \phi_0)+const.$. The case with the stripes displaced $N$ from the leading diagonal yield analyses that are essentially the same as the below as discussed in my other answer: they essentially pertain to a quantum oscillator with $N$ times the energy spacing of the one we talk about here.

So now, without loss of generality, in our assumed basis we can write the Hermitian observables as:

$$\begin{array}{ll}\hat{X} = \sqrt{\frac{\hbar}{2}}\left(\tilde{X} + \tilde{X}^\dagger\right) \\ \hat{P} = \sqrt{\frac{\hbar}{2}}\left(\tilde{P} + \tilde{P}^\dagger\right)\end{array}$$

where:

$$\tilde{X} = \left(\begin{array}{ccccc}0&x_1&0&0&\cdots\\0&0&x_2&0&\cdots\\0&0&0&x_3&\cdots\\\cdots&\cdots&\cdots&\cdots&\cdots\end{array}\right)\quad\tilde{P}=\left(\begin{array}{ccccc}0&p_1&0&0&\cdots\\0&0&p_2&0&\cdots\\0&0&0&p_3&\cdots\\\cdots&\cdots&\cdots&\cdots&\cdots\end{array}\right)$$

are both arbitrary lone-striped upper triangular matrices. You'll need to look at my other answer that I referenced above for full details, but by writing down the CCR we find that:

$$\begin{array}{ll}\hat{X} = \sqrt{\frac{\hbar}{2\,m\,\omega_0\,\cos\chi}}\left(a^\dagger\,e^{-i\,\xi} + a\,e^{i\,\xi}\right) \\ \hat{P} = i\,\sqrt{\frac{\hbar\,m\,\omega_0}{2\,\cos\chi}}\left(a^\dagger\,e^{-i\,(\xi+\chi)} - a\,e^{i\,(\xi+\chi)}\right) \end{array}$$

where we have defined the arbitrary complex constant $\alpha = -i\,m\,\omega_0\,e^{i\,\chi}$ by writing it in terms of a second real positive magnitude $m$ with the dimensions of mass and an arbitrary phase factor $\chi$ and where we have also defined:

$$a = \left(\begin{array}{ccccc}0&\sqrt{1}&0&0&\cdots\\0&0&\sqrt{2}&0&\cdots\\0&0&0&\sqrt{3}&\cdots\\\cdots&\cdots&\cdots&\cdots&\cdots\end{array}\right)$$

and its Hermitian conjugate as the wonted ladder operators.

One can quite straighforwardly show that our derived $\hat{X},\,\hat{P}$ must have continuous spectrums. So, if we change our co-ordinates so that we work in position co-ordinates, i.e. where $\hat{X}$ becomes the diagonal (multiplication) operator $\hat{X}f(x) = x f(x)$ for $f(x)\in \mathcal{H} = \mathbf{L}^2(\mathbb{R}^3)$, then we can argue as I do in my answer here that there is needfully such a co-ordinate system wherein $\hat{X}f(x) = x f(x)$ and $\hat{P} f(x) = -i\,\hbar\,\nabla f(x)$. So now the Hamiltonian in these co-ordinates is:

$$\begin{array}{lcl}\hat{H} &=& \hbar\,\omega_0 \left(a^\dagger\,a + \frac{1}{2}I\right) + \left(E_0 - \frac{\hbar\,\omega_0}{2}\right)I\\ &=& \frac{1}{2\,m\,\cos\chi} \hat{P}^2 + \frac{1}{2\,\cos\chi}\,m\,\omega_0^2\,\hat{X}^2 - \frac{\omega_0\,\tan\chi}{2}(\hat{X}\hat{P} + \hat{P}\hat{X}) +\left(E_0 - \frac{\hbar\,\omega_0}{2}\right)I\end{array}$$

so that the Schrödinger equation in these co-ordinates is:

$$i\hbar\partial_t \psi = -\frac{1}{2\,m\,\cos\chi} \nabla^2 \psi + \frac{1}{2\,\cos\chi} m\,\omega_0^2 |\vec{x}|^2 \psi + i\,\hbar\,\omega_0\,\tan\chi\,\vec{x}\cdot\nabla \psi + \left(E_0 +i\,\frac{\tan\chi\,\hbar\,\omega_0}{2} - \frac{\hbar\,\omega_0}{2}\right)\psi$$

and more "traditional" Schrödinger equation is recovered when $\chi = 0$ and $E_0 = \hbar\,\omega_0/2$:

$$i\hbar\partial_t \psi = -\frac{1}{2\,m} \nabla^2 \psi + \frac{1}{2} m\,\omega_0^2 |\vec{x}|^2 \psi$$

and we see that we must have a quadratic potential. So, in summary, let's list the assumptions that lead to this conclusion:

  1. Separable quantum state space;
  2. Equispaced energy levels bounded from below;
  3. The existence of Hermitian position and momentum observables fulfilling the CCR and
  4. Measurements from the observables vary sinusoidally with time.

I have not yet analysed the case where we relax the assumption 4. From the above, we see that equispaced energy levels implies periodic variations of measurements with time, and it seems to me that this relaxation would likely yield a much more general potential in position co-ordinates.


Very interesting problem! I will propose it to my students.

However the answer is positive up to isomorphisms of Hilbert spaces if assuming that every eigenspace has dimension $1$.

I stress that the result below holds true even if the initial Hamiltonian $H$ is not of Schroedinger form.

Proposition. Let $H$ be an (unbounded) self-adjoint operator over the Hilbert space $\cal H$ such that for a real constant $\omega \neq 0$ $$\sigma(H)= \sigma_p(H) = \{\omega n \:|\: n=0,1,2,\ldots\}\tag{1}$$ and every eigenspace has dimension $1$. Under these hypotheses there is a unitary map $U: {\cal H} \to L^2({\mathbb R}, dx)$ such that, for some uniquely fixed real numbers $\alpha, \beta$ $$U H U^{-1} = \alpha H_0 + \beta I\tag{2}$$ where $H_0$ is the standard (self-adjoint) Hamiltonian of the harmonic oscillator.

Proof. Let $\psi_n$ be the unit eigenvector of the eigenvalue $\omega n$ defined up to a phase. The finite span $D$ of the $\psi_n$ is dense, since they define the spectral measure of $H$ from (1).

We can define the standard ladder operators over the common domain $D$ $$a \psi_n = \sqrt{n}\psi_{n-1}$$ (with $\psi_{-1}:=0$) and $$a^\dagger \psi_n = \sqrt{n+1}\psi_{n+1}\:.$$ Evidently,$D$ turns out to be invariant under $a$ and $a^\dagger$.

Next define, over the dense domain $D$, the symmetric (not yet selfadjoint) operators $A = \frac{1}{\sqrt{2}}(a+a^\dagger)$ and $B=\frac{i}{\sqrt{2}}(a-a^\dagger)$.

We have $A^2+B^2 = (\omega H + \frac{1}{2}I)|_D$.

Here is the crucial observation, since the $\psi_n$ are a Hilbert basis of eigenvectors of $H$, $D$ is a core for $H$ and also for $A^2+B^2+ I$ since those vectors are analytic vectors for $H$ and thus also for trivially related symmetric operator $A^2+B^2+I^2$ By a known theorem by Nelson [1] $A^2+B^2+I^2$ is essentially self-adjoint over $D$.

A famous theorem by Nelson (Nelson theorem about unitary representations [1]) assures that there exist a strongly-continuous unitary representation of the unique connected simply-connected Lie group whose Lie-algebra is generated by $A,B,I|_D$. It easy to see that this Lie algebra is nothing but that of Heisenberg group.

Finally, Nelson's theorem also establishes that the unique self-adjoint extensions of $A$, $B$ and $I|_D$ are the self-adjoint generators of the three fundamental one-parameter groups of Heisenberg group.

In other words, we have found that $exp(-iuA)$ and $exp(-ivB)$ have the same commutation relations of $exp(-iuX)$ and $exp(-ivP)$

Here Stone-von Neumann theorem enters the game (in the generalized version due to Mackay, without requiring the irreducibility of the representation).

There exist a unitary operator $U : {\cal H} \to \bigoplus_{k\in K}L^2(\mathbb{R}, dx)$ such that $$U(\omega H + \frac{1}{2}I)U^{-1} = \bigoplus_{k\in K} H_0$$ so that $$H = \frac{1}{\omega} U^{-1}\left(\bigoplus_{k\in K} H_0- \frac{1}{2}I\right) U$$

It is clear that if $K$ contains more than one element, $\omega H + \frac{1}{2}I$ would have more than one eigenvector for a given eigenvalue contrarily to our hypotheses. So that $K$ includes only one element and we can write $$H = U^{-1} \left(\frac{1}{\omega}H_0- \frac{1}{2\omega}I\right) U\:.$$ QED

[1] Nelson, E.: Analytical vectors, Annals of Mathematics, 70, 572-615 (1969).


According to Inverse spectral theory as influenced by Barry Simon Fritz Gesztesy (Submitted on 2 Feb 2010) page 4:

A particularly interesting open problem in inverse spectral theory concerns the characterization of the isospectral class of potentials $V$ with purely discrete spectra (e.g., the harmonic oscillator $V(x) = x^2$ ).